213.8K
XNAS Volume
High vol.+loss this week
XNAS 03 Apr, 2025 4:00 PM (EDT)
| Client Name | Client Category | Action | Reported to Exchange | Quantity | Post Transaction Holding | Traded % | Avg. Price | Value | Security Type |
|---|---|---|---|---|---|---|---|---|---|
| Jeffrey A. Rona | CBFO | Sale of securities on an exchange or to another person at price $ 0.56 per share. | 26 Feb 2025 | 3,902 | 67,973 (0%) | 0% | 0.6 | 2,185 | Common Stock |
| Margaret Alexander | President and COO | Sale of securities on an exchange or to another person at price $ 0.56 per share. | 26 Feb 2025 | 5,279 | 73,406 (0%) | 0% | 0.6 | 2,956 | Common Stock |
| Jeremy M. Levin | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 1,650,000 | 1,650,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jeffrey A. Rona | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 43,750 | 71,875 (0%) | 0% | 0 | Common Stock | |
| Jeffrey A. Rona | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 262,500 | 262,500 | - | - | Employee Stock Option (Right to Buy) | |
| Margaret Alexander | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 43,750 | 78,685 (0%) | 0% | 0 | Common Stock | |
| Margaret Alexander | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 20 Feb 2025 | 262,500 | 262,500 | - | - | Employee Stock Option (Right to Buy) | |
| Margaret Alexander | President and COO | Purchase of securities on an exchange or from another person at price $ 0.73 per share. | 27 Jan 2025 | 6,810 | 34,935 (0%) | 0% | 0.7 | 4,971 | Common Stock |
| Bart Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2024 | 90,000 | 90,000 | - | - | Stock Option (Right to Buy) | |
| Barbara G. Duncan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2024 | 90,000 | 90,000 | - | - | Stock Option (Right to Buy) | |
| Karen Bernstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2024 | 90,000 | 90,000 | - | - | Stock Option (Right to Buy) | |
| Kevin Joseph Fitzgerald | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 12 Dec 2024 | 90,000 | 90,000 | - | - | Stock Option (Right to Buy) | |
| Margaret Alexander | President and COO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Sep 2024 | 140,000 | 140,000 | - | - | Employee Stock Option (right to buy) | |
| Jeffrey A. Rona | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 30 Jul 2024 | 315,000 | 315,000 | - | - | Employee Stock Option (right to buy) | |
| Jeremy M. Levin | Director, CEO | Purchase of securities on an exchange or from another person at price $ 2.76 per share. | 18 Mar 2024 | 18,248 | 3,616,715 (7%) | 0% | 2.8 | 50,364 | Common Stock |
| Bernstein Karen | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| M. Jeremy Levin | Director, CEO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 700,000 | 700,000 | - | - | Stock Option (Right to Buy) | |
| Friedman Bart | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Perone Thomas Michael | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 168,750 | 168,750 | - | - | Stock Option (Right to Buy) | |
| Fitzgerald Joseph Kevin | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Michael Thomas Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 28,125 | 28,125 (0%) | 0% | 0 | Common Stock | |
| Poole Robert Michael | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Barbara Duncan G. | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 168,750 | 168,750 | - | - | Stock Option (Right to Buy) | |
| A. Rona Jeffrey | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 168,750 | 0 | - | - | Stock Option (Right to Buy) | |
| Tardio Jason | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 28,125 | 28,125 (0%) | 0% | 0 | Common Stock | |
| Rona Jeffrey A. | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2024 | 28,125 | 28,125 (0%) | 0% | 0 | Common Stock | |
| Levin M. Jeremy | Director, CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Dec 2023 | 573,275 | 3,598,467 (7%) | 1% | 0 | Common Stock | |
| Jeremy M. Levin | Director, CEO | Gift of securities by or to the insider at price $ 0.00 per share. | 04 Dec 2023 | 573,275 | 4,171,742 (8%) | 1% | 0 | Common Stock | |
| Bart Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 600,000 | 600,000 | - | - | Stock Option (Right to Buy) | |
| Barbara G. Duncan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A. Rona | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 175,000 | 175,000 | - | - | Stock Option (Right to Buy) | |
| Karen Bernstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Thomas Michael Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 175,000 | 175,000 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 175,000 | 175,000 | - | - | Stock Option (Right to Buy) | |
| Robert Michael Poole | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Kevin Joseph Fitzgerald | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 23 Feb 2023 | 15,000 | 15,000 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Operating Officer | Sale of securities on an exchange or to another person at price $ 2.15 per share. | 12 Sep 2022 | 17,344 | 0 (0%) | 0% | 2.2 | 37,290 | Common Stock |
| Bart Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 69,424 | 69,424 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 423,244 | 423,244 | - | - | Stock Option (Right to Buy) | |
| Barbara G. Duncan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 21,347 | 21,347 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A. Rona | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 194,399 | 194,399 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A. Rona | CBFO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Karen Bernstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 69,424 | 69,424 | - | - | Stock Option (right to buy) | |
| Thomas Michael Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Thomas Michael Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 25,399 | 25,399 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 87,498 | 87,498 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Operating Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 08 Apr 2022 | 10,000 | 10,000 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2022 | 600,000 | 600,000 | - | - | Stock Option (Right to Buy) | |
| Thomas Michael Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Feb 2022 | 175,000 | 175,000 | - | - | Stock Option (Right to Buy) | |
| Kevin Joseph Fitzgerald | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 06 Oct 2021 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Amit Rakhit | President and CMO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. | 14 Jul 2021 | 34,017 | 90,983 | - | - | Stock Option (Right to Buy) | |
| Amit Rakhit | President and CMO | Sale of securities on an exchange or to another person at price $ 3.71 per share. | 14 Jul 2021 | 34,017 | 726,823 (1%) | 0% | 3.7 | 126,203 | Common Stock |
| Amit Rakhit | President and CMO | Exercise or conversion of derivative security received from the company (such as an option) at price $ 1.89 per share. | 14 Jul 2021 | 34,017 | 760,840 (1%) | 0% | 1.9 | 64,292 | Common Stock |
| Robert Michael Poole | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 09 Jul 2021 | 30,000 | 30,000 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jul 2021 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Jeffrey A. Rona | Chief Business Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 02 Jun 2021 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Bart Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2021 | 1,750 | 1,750 | - | - | Stock Option (Right to Buy) | |
| Douglas E. Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2021 | 1,750 | 1,750 | - | - | Stock Option (Right to Buy) | |
| Barbara G. Duncan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2021 | 1,750 | 1,750 | - | - | Stock Option (Right to Buy) | |
| Karen Bernstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 May 2021 | 1,750 | 1,750 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Feb 2021 | 75,000 | 75,000 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2020 | 650,000 | 650,000 | - | - | Stock Option (Right to Buy) | |
| Timothy G. Daly | EVP,Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2020 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Dirk Haasner | SVP, Global Regulatory Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2020 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Amit Rakhit | President and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2020 | 200,000 | 200,000 | - | - | Stock Option (Right to Buy) | |
| Thomas Michael Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2020 | 175,000 | 175,000 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 17 Dec 2020 | 175,000 | 175,000 | - | - | Stock Option (Right to Buy) | |
| Dirk Haasner | SVP, Global Regulatory Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2020 | 20,000 | 20,000 | - | - | Stock option (Right to Buy) | |
| Thomas Michael Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 11 Oct 2020 | 20,000 | 20,000 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 5.84 per share. | 28 Aug 2020 | 8,488 | 5,792,530 (12%) | 0% | 5.8 | 49,570 | Common Stock |
| Jason Tardio | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jun 2020 | 50,000 | 50,000 | - | - | Stock Option (Right to Buy) | |
| Bart Friedman | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 13,250 | 13,250 | - | - | Stock Option (Right to Buy) | |
| Douglas E. Williams | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 13,250 | 13,250 | - | - | Stock Option (Right to Buy) | |
| Barbara G. Duncan | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 13,250 | 13,250 | - | - | Stock Option (Right to Buy) | |
| Karen Bernstein | Director | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Jun 2020 | 13,250 | 13,250 | - | - | Stock Option (Right to Buy) | |
| Thomas Michael Perone | General Counsel, Secretary | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Jan 2020 | 75,000 | 75,000 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 600,000 | 600,000 | - | - | Stock Option (Right to Buy) | |
| Timothy G. Daly | EVP,Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Dirk Haasner | SVP, Global Regulatory Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Amit Rakhit | President and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 200,000 | 200,000 | - | - | Stock Option (Right to Buy) | |
| Thomas Michael Perone | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Dec 2019 | 100,000 | 100,000 | - | - | Stock Option (Right to Buy) | |
| Jason Tardio | Chief Commercial Officer | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 18 Nov 2019 | 125,000 | 125,000 | - | - | Stock Option (Right to Buy) | |
| Bart Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 7,437 | 7,437 | - | - | Stock Option (right to buy) | |
| Douglas E. Williams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 7,437 | 7,437 | - | - | Stock Option (right to buy) | |
| Barbara G. Duncan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 7,437 | 7,437 | - | - | Stock Option (right to buy) | |
| Karen Bernstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 13 Nov 2019 | 7,437 | 7,437 | - | - | Stock Option (right to buy) | |
| Timothy G. Daly | EVP,Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2019 | 25,000 | 25,000 | - | - | Employee stock option (right to buy) | |
| Amit Rakhit | President and CMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Nov 2019 | 75,000 | 75,000 | - | - | Common Stock (right to buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.50 per share. | 08 Oct 2019 | 60,000 | 4,736,529 (9%) | 0% | 2.5 | 150,000 | Common Stock |
| Bart Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2019 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Douglas E. Williams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2019 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Barbara G. Duncan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2019 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Karen Bernstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 Jun 2019 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Thomas Michael Perone | SVP, General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 03 Apr 2019 | 125,000 | 125,000 | - | - | Employee Stock Option (Right to Buy) | |
| Amit Rakhit | CMO and PMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 01 Apr 2019 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Karen Bernstein | None | Purchase of securities on an exchange or from another person at price $ 2.02 per share. | 26 Feb 2019 | 10,000 | 20,000 (0%) | 0% | 2.0 | 20,210 | Common Stock |
| Timothy G. Daly | SVP,Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2019 | 50,000 | 50,000 | - | - | Employee Stock Option (Right to Buy) | |
| Matthew During | Director, President and CSO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2019 | 70,000 | 70,000 | - | - | Employee Stock Option (Right to Buy) | |
| Dirk Haasner | SVP, Global Regulatory Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2019 | 75,000 | 75,000 | - | - | Employee Stock Option (Right to Buy) | |
| Amit Rakhit | CMO and PMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2019 | 125,000 | 125,000 | - | - | Employee Stock Option (Right to Buy) | |
| Ana Ward | SVP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 24 Feb 2019 | 40,000 | 40,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 22 Feb 2019 | 250,000 | 250,000 | - | - | Employee Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 2.00 per share. | 22 Feb 2019 | 75,000 | 4,676,529 (9%) | 0% | 2 | 150,000 | Common Stock |
| Timothy G. Daly | SVP,Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2018 | 11,250 | 11,250 | - | - | Employee Stock Option (right to buy) | |
| Dirk Haasner | SVP, Global Regulatory Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2018 | 22,500 | 22,500 | - | - | Employee Stock Option (right to buy) | |
| Amit Rakhit | CMO and PMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2018 | 70,000 | 70,000 | - | - | Employee Stock Option (right to buy) | |
| Ana Ward | SVP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 27 Aug 2018 | 11,250 | 11,250 | - | - | Employee Stock Option (right to buy) | |
| Douglas E. Williams | None | Purchase of securities on an exchange or from another person at price $ 6.49 per share. | 14 Aug 2018 | 5,000 | 5,000 (0%) | 0% | 6.5 | 32,442 | Common Stock |
| Karen Bernstein | None | Purchase of securities on an exchange or from another person at price $ 6.23 per share. | 14 Aug 2018 | 10,000 | 10,000 (0%) | 0% | 6.2 | 62,300 | Common Stock |
| Bart Friedman | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Douglas E. Williams | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Barbara G. Duncan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Karen Bernstein | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 07 Jun 2018 | 5,813 | 5,813 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2018 | 290,000 | 290,000 | - | - | Employee Stock Option (Right to Buy) | |
| Timothy G. Daly | SVP,Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2018 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| Matthew During | Director, President and CSO, Ten Percent Owner | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2018 | 110,000 | 110,000 | - | - | Employee Stock Option (Right to Buy) | |
| Dirk Haasner | SVP, Global Regulatory Affairs | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2018 | 30,000 | 30,000 | - | - | Employee Stock Option (Right to Buy) | |
| Yaron Werber | CBO, CFO, Sec. and Treas. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2018 | 131,000 | 131,000 | - | - | Employee Stock Option (Right to Buy) | |
| Amit Rakhit | CMO and PMO | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2018 | 95,000 | 95,000 | - | - | Employee Stock Option (Right to Buy) | |
| Ana Ward | SVP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 19 Jan 2018 | 20,000 | 20,000 | - | - | Employee Stock Option (Right to Buy) | |
| Ana Ward | SVP and General Counsel | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 05 Sep 2017 | 95,000 | 95,000 | - | - | Stock Option Grant (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | Purchase of securities on an exchange or from another person at price $ 7.15 per share. | 25 Aug 2017 | 15,334 | 4,601,529 (18%) | 0% | 7.1 | 109,638 | Common Stock |
| Barbara G. Duncan | None | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 14 Jun 2017 | 11,627 | 11,627 | - | - | Stock Option (Right to Buy) | |
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | 10 May 2017 | 400,150 | 4,586,195 (18%) | 1% | 0 | Common Stock | ||
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | 10 May 2017 | 35,461 | 35,461 (0%) | 0% | 0 | Common Stock | ||
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | 10 May 2017 | 35,461 | 0 | - | - | Series B Preferred Stock | ||
| Jeremy M. Levin | Director, CEO, Ten Percent Owner | 10 May 2017 | 400,150 | 0 | - | - | Series A Preferred Stock | ||
| Timothy G. Daly | VP, Finance & Corp. Controller | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2017 | 46,510 | 46,510 | - | - | Employee Stock Option (Right to Buy) | |
| Matthew During | Director, President and CSO, Ten Percent Owner | 10 May 2017 | 28,245 | 4,307,314 (17%) | 0% | 0 | Common Stock | ||
| Matthew During | Director, President and CSO, Ten Percent Owner | 10 May 2017 | 28,245 | 0 | - | - | Series A Preferred Stock | ||
| Yaron Werber | CBO, CFO, Sec. and Treas. | Grant, award, or other acquisition of securities at price $ 0.00 per share. | 10 May 2017 | 93,022 | 93,022 | - | - | Employee Stock Option (Right to Buy) |